Title of Invention

A PROCESS FOR FORMING ELECTRODES

Abstract The present invention relates to a process for forming an electrode, the process comprising: forming on a substrate, in order, a bottom high index layer, a conductive layer, and a top high index layer with a conductivity of at least about 400 .D./square; and chemically etching in the bottom high index layer, the top high index layer and the conductive layer to form an electrode in the conductive layer.
Full Text

Etching Process for Making Electrodes
TECHNICAL FIELD
This invention relates to a wet etching process for patterning transparent electrodes for use in a display device,
BACKGROUND
ILS. Patent Application No. 09/009,391»incorporated herein by reference, describes a process for forming a plurality of substantially transparent elect odes on a substrate. This process comprises forming on the substrate> in order, a bottom high index layer, a metallic conductive layer, and a top high, index layer having a conductivity of at least about 400 Vsquare. The top high index layer* the conductive layer and, optionally, the bottom high index layer* are patterned by laser ablation to form a plurality of discrete electrodes in the metallic conductive layer. The laser beam is scanned in a raster pattern over the substrate and modulated under the control of digital signals from a raster image processor. After the laser ablation procedure is completed, the electrode assembly is contaminated with surface residue and re-deposited debris. The surface of the assembly is tiien washed with an aqueous solution containing a surfactant and optionally gently abraded to remove the residue and debris.
SUMMARY
Ablative patterning of the top high iudex layer, the conductive layer, and, optionally, the bottom high index layer, of the electrode assembly is highly accurate and effective. However, such a process may not be appropriate for all materials and constructions. The high-resolution image file used in a laser ablation apparatus may not be required for all patterning operations. In addition, it may not be feasible to incorporate laser ablation equipment into an existing production facility.
In one aspect, the invention is a process for forming an electrode, the process including fanning on a substrate, in order, a bottom high index layer, a conductive layer* and a top high index layer with a conductivity of at least about 400 Vsquare; and chemically etching fhetxtttom high Index layer, the top high index layer and the conductive layer to form an electrode in the conductive layer.

In another aspect, the invention is a substantially transparent electrode assembly including a substrate having deposited thereon, in order, a bottom high index layer, a metallic conductive layer, and a top high index layer with a conductivity of at least about I 400 Vsquare, The conductive layer includes a plurality of discrete electrodes formed by chemically etching the bottom high index layer, the top high index layer and the conductive layer.
In yet another aspect, the invention is a display device including a substantially transparent electrode assembly. The electrode assembly includes a substrate having deposited thereon, in order, a bottom high index layer, a metallic conductive layer, and a top high index layer with a conductivity of at least about 400 Vsquare. The conductive layer includes a plurality of discrete electrodes formed by chemically etching the bottom high index layer, the top high index layer and the conductive layer.
In another aspect, the invention is an electronic device including this substantially transparent electrode assembly.
The details of one or more embodiments of the invention are set forth in the description below. Other features, objects, and advantages of the invention will be apparent ftoni the description and the claims.
DETAILED DESCRIPTION
t
The substrate used in the process of the invention may be made from any material with sufficient mechanical integrity and a sufficiently smooth surface to permit the formation of electrodes thereon- The substrate, like the other layers of the electrode assembly, is preferably sufficiently transparent to allow its use in a liquid crystal display. Glass substrates may be used, but it is generally preferred that the substrate be made of a synthetic resin. Preferred resins for this purpose include, for example, polyether sulfones, poly(alkyl)acrylates, cellulose diacetate, polycarbonate, polyesters, high glass transition temperature (Tg) polycarbonate copolymers available from Lonza AQ Basel, Switzerland under the trade designation "POKALON HT/" and poly(bis(cyclopentadiene) condensate^, such as the material sold by Lonza A

(in which X is a polar group).
The substrate may be coated on one or bath surfaces to provide a barrier against gas and moisture, and/or to improve tho hardness and scratch resistance of the substrate, and/or to improve the adhesion of the high index layer to the substrate. For example, a hard polymer may be coated on one surface or both surfaces of the substrate. Such a hard coating will typically have a thickness of from about 1 to about 15 m, preferably from about 2 to about 4'm, The coating may be polymerized by free radical polymerization (i nitiatcd either thermally or by ultra-violet radiation) of an appropriate polymeric material. An especially preferred hard coating is the acrylic coating sold under the trade designation "TERRAPIN" by Tekra Corporation, New Berlin, WI.
A thin (typically 10-40 am, preferably about 30 mn) layer of silica (SiOx) may be applied on one or both surfaces of the substrate to act as a gas and moisture barrier for the eventual liquid crystal display assembly, and to act as an adhesion promoter to improve the adhesion of the bottom high index layer. The term "silica" is used herein means a material of the formula SiOx where x is not necessarily equal to two. These silica layers may be deposited by chemical vapor deposition or sputtering of silicon in an oxygen atmosphere, so that the material deposited does not precisely confomi to the stoichiometric formula Si02 of pure silica. When both a hard coating and a silica layer are applied to the substrate, the layers may be applied in any order. In a preferred embodiment, a first silica layer is applied on a surface of the substrate, followed by, in order, a hard coating and a second silica layer.
In the present process, the following layers are deposited on the substrate, in order: a bottom high index layer, a metallic conductive layer and a top high index layer, A wide variety of techniques may be used to deposit these layers, for example, e-beam and thermal evaporation, but ih^ layers are preferably deposited by sputtering or by chemical

vapor deposition. A dc sputtering process is especially preferred, although RP, magnetron and reactive sputtering and low-pressure, plasma-enhanced and laser-enhanced chemical vapor deposition may also be used. When the preferred plastic substrates are used, each of the three layers should be deposited on the substrate at a temperature not greater than about 170EC to prevent damage to the plastic substrate. The temperature limit of course varies with the exact substrate material used. For example* for a TRANSPHAN substrate,
the deposition temperature should not be greater than about 160 to about 165EC.
i
The bottom high index layer adjacent the substrate may be electrically insulating or conductive. Insulating materials are generally preferred, so if any portion of the bottom high index layer remains between a^acent electrodes after the patterning step, the remaining portion will not cause an electrical short between the electrodes, Such an electrical short is of course undesirable, since it in effect turns the two adjacent electrodes into a single electrode and adversely affects the quality of a liquid crystal display or touch screen in which the electrode assembly is used. However, a conductive high index layer may be used if the patterning conditions ensure that no portion of the bottom high index layer will remain after patterning.
Whether insulating or conductive, the bottom high index layer is typically formed from a metal oxide. Oxides that may be used for the bottom high index layer axe indium oxide (InjOa), titanium dioxide (T1O2), cadmium oxide (CdO), gallium indium oxide, niobium pentoxide (NbaO*), and indium tin oxide (ITO). ITO is preferred, As is well known to those skilled in the art of forming electrodes for liquid crystal display assemblies (see, for example, Patel et al, Methods of monitoring and control of reactive ITO deposition process on flexible substrates with DC sputtering. Society of Vacuum Coaters 39th Annual Technical Conference Proceedings, 441-45 (1996), and Gibbons et al, ITO Coatings for display applications, Society of Vacuum Coaters 40th Annual Technical Conference Proceedings, 216-220 (1997)), the conductivity of such metal oxide layers can be controlled over several orders of magnitude by varying the conditions under which the oxide layer is deposited. For the preferred do sputtering deposition process, the relevant conditions include temperature, reactor pressure, partial pressure of oxygen, dc bias and deposition rate. Doping may also be used to control the conductivity of the insulating layer. Typically, the thickness of the insulating layer will be about 20 to about 80 nm.

The refractive index needed in the bottom high index layer adjacent the substrate (and in the top high index layer) will vary somewhat depending upon the other layers present in the final apparatus in which the electrode assembly of the present invention is to be incorporated. In general, the refractive index of the high index layers, measured at 550 nm, will exceed 1.6, and the refractive indices of the preferred metal oxide high index layers can readily be made to exceed 1.9, as described in the papers mentioned above. The conductive layer is made of any material capable of being deposited by the deposition process employed and having sufficient conductivity to provide the required low resistance in the final electrode assembly. Preferably, the conductive layer comprises a metal or a metal alloy, and most preferably the metal at least one of gold, silver and a gold/silver alloy (for example, the alloy described in U.S. Patent No. 4,234,654), Since gold improves the corrosion resistance of the conductive layer, it is in general desirable that this layer comprise a layer of silver coated on one or both sides with a thinner layer of gold. For example, a 10 nm layer of silver sandwiched between two 1 nm layers of gold has been found to give good results. The overall thickness of the conductive layer will typically be in the range of about 5 to about 20 nm.
The preferred materials and processes for fanning the top high tiidzx, layer are the satne as those for forming the bottom high index layer, except the conditions used to deposit the top layer should be varied to give the top layer substantial conductivity. 'Hie resistance of layers used in electrode assemblies is normally measured over the whole surface of the assembly, and a top high index layer with a conductivity of at least about 400 Vsquare, and desirably from about 100 to about 200 Vsquare, gives satisfactory results. The thickness of the top high index layer is preferably about 20 to about 100 ma-
Table 1 below list examples of combinations of bottom high index layers, conductive layers and top high index layers.


Following the deposition of the bottom high index layer, conductive and top high index layers, the top high index layer and the conductive layer are patterned using a wet etch process to form a plurality of discrete electrodes in the conductive layer* The patterning should preferably extend completely through both the top high index layer and the conductive layer to ensure that there are no short circuits between adjacent electrodes formed in the conductive layer. In practice, the patterning will usually extend completely through the bottom high index layer adjacent the substrate; however, as already indicated, it is preferred that the bottom high index layer have sufficient resistance to prevent unwanted current leakage between adjacent electrodes should any portion of the bottom high index layer remain after patterning.
In the wet etch process of the invention the substrate, which has applied thereon, in order, a bottom high index layer, a conductive layer, and a top high index layer, is treated in an etching bath. The wet etch process may include multiple steps, or may be performed in a single step. The composition of the etching bath may vary widely depending on the materials selected for the top and bottom high index layer and the conductive layer. Preferably, the composition of the etching bath should be selected to remove the bottom high index layer, the top high index layer and the conductive layer to form electrodes in the conductive layer.
For example, if the layers in the electrode construction utilize the materials in Table lf and the bottom high index layer is ITO, the etching solution may include a first bath including H2SO4, a second bath including FeCk and a third bath including H2SO4. The electrode construction would then be immersed first in the first H2SO4 bath to etch the top

high index layer, next in the second FeCl* bath to etch the conductive layers, and tliird into the third H2$04bath to etch the bottom high index layer.
Preferably, however, the etch bath is a single bath including both H2SO4 to FeCl3. "Hie ratio of H2SO4 to FcCb m the etching bath may vary widely depending on the solution temperature and residence time of the electrode construction in the solution. For example, assuming a substrate coated with the layer materials in Table 1, a stock solution of about 3% by weight concentrated 37% H2SO4 and about 0.01% by -weight FeCfe may be prepared. These stock solutions may be combined in specific ratios by weight to create an
appropriate etching solution. The ratio of the 3% H2SO4 stock solution to the 0.01% FeCfe
1.
stock solution should preferably range from about 1; 1 to about 6:1, preferably about 2:1 to about 5:1, and most preferably about 4:1 to about 5:1,
The temperature of the etching solution may also vary widely, but an etching temperature slightly above room temperature is preferred to minimize the concentration of the components of the solution and the residence time required to achieve a satisfactory etch. Using the preferred components in the concentrations listed above, the temperature of the solution should preferably be about 20 °C to about 60 °C, more preferably about 30 °C to about 40 °C, and most preferably about 35 CC, The temperature of the etching solution should preferably be maintained in a range of about ± 5 °C.
The residence time may also vaty widely depending on tho components in the etching solution their concentration and the temperature of the etching solution, but the residence time should be minimized as much as possible to allow use of the process in a production setting. Using the preferred components and temperatures above, the residence time should be about 1 minute to about 10 minutes, preferably about 3 minutes to about 5 minutes, and more preferably about 3.5 minutes to about 5 minutes.
The etching bath is preferably agitated to assist in the removal of residue from the electrode assembly. The bath may be agitated by any known technique, for example, with a stir bar or with ultrasonic agitation* Ultrasonic agitation with a frequency of about 40 to about 40 to about 50 kHz is preferred, and agitation at about 40 kHz is particularly preferred for the etching bath materials listed above.
The quality of the etch achieved with the above etching baths may be evaluated in several ways. The desired etch line width may be compared with the actual etch line width, and the etched lines may be visually inspected to determine the presence or absence

, of residue. In addition, the conductivity of the etched areas may he evaluated, with low conductivity indicating a more complete etch of the measured area.
After the etching process is complete, the sample may optionally be rinsed with water or another suitable cleaning solution to remove residue and clean the sample surface. Following this optional cleaning step, a plurality of conductors are attached to portions of the top high index layer overlying the discrete electrodes formed during the patterning step, so that these conductors make electrical contact with the electrodes via the conductive top layer. The electrode assembly thus formed may be for use in u passive type liquid crystal display, a touch screen display or other flat panel display.
It has been found that the electrode assemblies of the present invention can readily be formed having greater than about 80% transparency at 550 nm, and less than about 20 ohms per square sheet resistance. Such electrode assemblies ate readily incorporated into display assemblies of commercial quality such as, for example, liquid crystal displays, touch screen displays, electroluminescent displays, and cholesteric displays. These displays may be used in a wide variety of electronic devices such as, for example, computers, telephones, pagers, hand held electronic organizers and the like.
Examples
An electrode assembly was prepared with the following layered structure, in order: hardcoat layer/TRANSPHAN substrate/hardcoat layer/30 nm SiOx/ bottom high index layer of 38.5 nm ITO /conductive layer of 1 nm Au/8 nmAg/lnm Au/top high index layer of 35 nm ITO. An experimental matrix was constructed that consisted of varying temperature, concentration ratio of H2SO4 (3%) and FeCb (0.01%), and time, and evaluating the quality of the actual etch line width achieved compared to!a desired ! (photoresist gap) etch line width. The temperatures studied were 30°C, 35°C and 40°C; i ■ the concentration ratios were, 2:1,4:1 imd 5:1; the residence times were 1 min, 3 rain and - 5 min. All the solutions were made from the same lot of H2S04 (3%) and FeCL? (0,01%), The electrode assembly was etched in either a 40 or a 47 kHz ultrasonic unit.
A 2:1 ratio of H2SO4 (3%) to FeClj (0-01%) proved to be too concentrated under the conditions of this example, and led to over etching regardless of temperature, time and ultrasonic bath frequency.

A 4:1 ratio of H2SO4 (3%) to FeCL3 (0.01%) gave good results under some of the conditions of this example, but, at this ratio, the results of the etching process were very temperature and time sensitive.
For the 5:1 solution make up a 10 degree temperature variance did not seem to change the etch quality by a great deal (for the same time interval). The best results were found to be between 3,5 min and 5 min,
The optimum etch solution for the electrode assembly in this example was a 5:1 ratio of H2SO4 (3%) and FeCl3 (0.01%). The solution should be monitored at 35 ± 5°C in an ultrasonic bath, and the conductor should be immersed for a residence time of 3,5 to 5 min. At these'eonditions we observe no over etching and no residue. Two different ultrasonic baths with frequencies of 40 kHz and 47kHz were used and they both produced good results. f -
A number of embodiments of the invention have been described. Nevertheless, it will be understood that various modifications may be made without departing from the spirit and scope of the invention.



WHAT IS CLAIMED IS:
1. A process for forming an electrode, the process comprising:
forming on a substrate, in order, a bottom high itidex layer, a conductive layer, and , a top high index layer with a conductivity of at least about 400 Vsquare; and
chemically etching in the bottom high index layer, the top high index layer and the conductive layer to form an electrode in the conductive layer.
2. The process of claim 1, wherein the etching step is performed in a single bath
comprising H2SO4 and FeCb-
3. The process of claim 2, wherein the bath comprises a 3% solution of H2SO4 and a
0.01%solutionpfFeCl3ataratioofabout2:I toabout5:l,
4. The process of claim 2, wherein the ratio in the bath is about 4:1 to about 5:1.
5. The process of claim 2, wherein the top and bottom high index layers and the conductive layer are resident in the bath for a residence time of about J minute to about 5 minutes.
6. The process of claim 2> wherein the top and bottom high index layers and the conductive layer are in the bath for a residence time of about 1 minute to about 5 minutes.
7. The process of claim 2, wherein the top and bottom high index layers and the conductive layer are in the bath for a residence time of about 3 minutes to about 5 minutes.
8. The process of claim 2, wherein the temperature of the bath is about 30°C to about 40°C.
9. The process of claim 2, further comprising agitating the bath.
10. The process of claim 2, wherein the bath is an ultrasonic bath.

11. The process of claim 1, further comprising connecting a plurality of conductors to portions of the top index layer overlying the discrete electrodes.
12. The process of claim 1, wherein the substrate is a material selected from the group consisting of polyether sulfones, poly(al]cyi)acrylates, ceilulose diacetate, polycarbonates, polyesters, polycarbonate copolymers and poly(bis(cyclopentadiene) condensate).
13. The process of claim 1, wherein the substrate further comprises a silica layer' on at least one surface thereof.
14. The process'of claim 1, wherein the substrate comprises 01^ a surface thereof the following layers, in order: a first silica layer, a hardcoat layer, and a second silica layer.
15. A process for forming a substantially transparent electrode, the process comprising
depositing on a substrate, in order, a bottom high index layer, a conductive layer,
and a top high index layer with a conductivity of at least about 400 Vsquare,
chemically etching in a single bath the bottom high index layer, the top high index layer and the conductive layer to form an electrode in the conductive hyer, wherein the bath comprises H2SO4 and FeClj.
16. A substantially transparent electrode assembly comprising;
a substrate having deposited thereon, in order, a bottom high index layer, a metallic conductive layer, and a top high index layer with a conductivity of at least about 400 Vsquare, wherein the conductive layer comprises a plurality of discrete electrodes forme* by chemically etching the bottom high index layer, the top high index layer and the conductive layer.
17. The electrode assembly of claim 16, wherein the substrate is a material selected
from the group consisting of polyether sulfones, poly(alkyl)aerylatos, cellulose diacetate,
polycarbonates, polyesters, polycarbonate copolymers and poly(his(cyciopentadiene)
condensate).

, 18. The electrode assembly of claim 16, wherein the chemical etching is performed in a single bath comprising H2SO4 and FeClj.
19. The electrode assembly of claim 16, wherein the substrate further comprises a , silica layer on at least oue surface thereof
20. The electrode assembly of claim 16, wherein the substrate comprises on a surface . thereof the following layers, in order; a first silica layer, a h&rdco&t layer, and a second
silica layer.
21. A display device comprising the electrode assembly of claim 16.
22. An electronic device comprising the display device of claim 21.
23. A display device comprising a substantially transparent electrode assembly,
wherein the electrode assembly comprises a substrate having deposited thereon, in order, a
bottom high index layer, a metallic conductive layer, and a top high index layer with a
conductivity of at least about 400 Vsquare, wherein the conductive ,layer comprises a
plurality of discrete electrodes formed by chemically etching the bottom high index layer,
r
the top high index layer and the conductive layer.

24. A process for forming an electrode substantially as herein and exemplified.
25. An electronic device substantially as herein and exemplified.


Documents:

in-pct-2002-1849-che-abstract.pdf

in-pct-2002-1849-che-claims duplicate.pdf

in-pct-2002-1849-che-claims original.pdf

in-pct-2002-1849-che-correspondance others.pdf

in-pct-2002-1849-che-correspondance po.pdf

in-pct-2002-1849-che-description complete duplicate.pdf

in-pct-2002-1849-che-description complete original.pdf

in-pct-2002-1849-che-form 1.pdf

in-pct-2002-1849-che-form 18.pdf

in-pct-2002-1849-che-form 26.pdf

in-pct-2002-1849-che-form 3.pdf

in-pct-2002-1849-che-form 5.pdf

in-pct-2002-1849-che-pct.pdf


Patent Number 206938
Indian Patent Application Number IN/PCT/2002/1849/CHE
PG Journal Number 26/2007
Publication Date 29-Jun-2007
Grant Date 16-May-2007
Date of Filing 12-Nov-2002
Name of Patentee 3M INNOVATIVE PROPERTIES COMPANY
Applicant Address 3M Center P.O. Box 33427 Saint Paul, MN 55133-3427.
Inventors:
# Inventor's Name Inventor's Address
1 LENNHOFF, Nancy, S P.O. Box 33427 Saint Paul, MN 55133-3427.
2 RAM, Jyothsna P.O. Box 33427 Saint Paul, MN 55133-3427.
PCT International Classification Number H01L31/18
PCT International Application Number PCT/US2001/012208
PCT International Filing date 2001-04-13
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 09/570,310 2000-05-12 U.S.A.