Title of Invention

A PROCESS FOR THE PREPARATION OF STATINS BY LACTONIZATION

Abstract This invention relates to a process for preparing lovastatin and simvastatin which comprises the steps of (1) performing lactonization of mevinic acid and its homologous compounds in the presence of a mixed organic solvent without an acid catalyst through nitrogen sweep; and (2) making crystals. In the process of the present invention, highly purified lovastatin and simvastatin is produced in a high yield and especially, heterodimers formed as a by-product is reduced.
Full Text PROCESSING METHOD OF LACTONIZATION IN THE PREPARATION
OF STATINS
TECHNICAI. FIELD
The present invention relates to a process for lactonizing mevinic acid or its homologous compounds. More particularly, the present invention relates to a process for preparing lovastatin and simvastatin in a high yield which comprises the steps of (1) performing lactonization of mevinic acid and its homologous compounds in the presence of mixed organic solvent without an acid catalyst through nitrogen sweep; (2) making crystals; and (3) separating lovastatin and simvastatin in a high purity.
BACKGROUND ART
Hypercholesterolemia is known as a major risk factor against ischemic heart disease such as arteriosclerosis. Bile acid sequestrants have been utilized to treat these diseases. However, this therapy seldom satisfies all the needs even if it seems effective. This drug should be administered in a large amount, namely several g doses per once.
Presently, lovastatin and its homologous compound, simvastatin are commercially available as highly active

therapeutic agents for anti-hypercholesterolemia. They suppress HMG-CoA reductase, by which the cholesterol biosynthesis is inhibited. These compounds so-called statins are reported to exist in a dihydroxylic acid form with an open circular structure as depicted in formulal" 2 and in a lactone form as depicted in




Statins are known to be active in a dihydroxylic acid form physiologically, but usually administered in a lactone form for patients. Therefore, it is necessary to develop an efficient method to perform a lactonization in a high productive yield. Since the lactonization is an equilibriated process, specific means should be utilized to transfer the equilibrium toward lactones as shown in reaction formular 1 in order to produce lactonized products in a high yield.
dihydroxylic acid (or ammonium salt) lactone + H20( + NH3)
In USA Patent No.4,820,850, azeotropic distillation or nitrogen sweep were exploited to complete the lactonization by removing by-products of the reaction (water or ammonia) from reacted mixtures. However, there are several disadvantages. That is to say, it is generally refluxed under toluene solvent and should be heated at a high temperature (110°C). Under


At this moment, the content of heterodimers reaches about 0.4% typically. This heterodimer is difficult to be purified from targeting lactone products, even if very precise recrystallization technique is applied. Practically, in case that these kinds of heterodimers are present, the total productive yield and the purity of lactone products are decreased. Therefore, the reaction mixture is diluted in a high degree before using in order to minimize the formation of heterodimers. However, this is also disadvantageous to the efficiency of the reaction.
Furthermore, Korean Patent Publication No. 97-11286 (US Patent No. 4,916,239) has disclosed another process for preparing lactones, in which the organic
solvent mixed with water and having a solubility
i
different enough between hydroxylate and lactone was

utilized. Concretely, the separated hydroxylates of mevinic acid or its homologous compounds or the derivatives of ammonium salts or metal salts were reacted with one adopted among acetic acid, a mediator and strong acid catalysts and then an equilibrium between the separated hydroxylate and the lactone was formed. Afterward, water was added in a sufficient amount so as to crystallize the lactone completely. Unfortunately, in this method strong acids such as methanesulfonic acid, chloric acid, sulfuric acid, trifluoroacetic acid and the like should be utilized at the range of 1.2 ~ 1,5 M and strong bases also be added in a large amount to neutralize the solution. Therefore, this is not available for the industrial application in a large scale as well as very harmful environmentally. Besides, extra water should be blended in order to complete the lactonization, but this induces crystallization again onto the existing crystal, and become non-homogeneous. In addition, there are some other problems. The process might not be effective, since the resulting product be not filtrated thoroughly. Then, the procedure for the reaction and the work-up takes a very long time in the range of 9 ~ 12 hours, which reduces the productive yield. Furthermore, the resulting lactone product prepared by the above method still have heterodimers in less than 0.2%, typically in about 0.15%.

In order to improve the conventional method described above, US Patent No. 5,917,058 has illustrated the process for the preparing lactones, in which dihydroxy groups of statins or its homologous compounds, especially in an ammonium salt form, are reacted with acetic acid medium without an extra acidic catalyst and additional removing steps of water or ammonia, at 35 ~ 40°C. After that, insoluble solvent including water, hexane, cyclohexane or the like is added to produce lactones. However, in this method acetic acid as a solvent is utilized in 3 ~ 7-fold larger amounts than that of the reactant and should be neutralized with bases, and the neutral salt (ammonium acetate) is produced and remained in the final lactone compounds. Therefore, another process is required to recrystallize, which is inconvenient and uneconomical. The lactone compound and its neutral salts exist in a mixed state and are not filtrated properly, and the process for the preparation becomes inefficient. Furthermore, extra contaminant formed from the 3-hydroxy group of cyclolactone circle through dehydration can be observed in an acidic condition under a heated state, since only acetic acid is used as a solvent. This contaminant is not removed easily even by the recrystalization and might decrease the purity and the productive yield of lactone compounds.
Thus, US Patent No. 4,916,239 and No. 5.917.058

have disclosed that the lactonization be performed at a low temperature on account of organic or inorganic acid, however it is limited to reduce the heterodimers in the amount. Once the lactonization was accomplished, it is impossible to reduce heterodimer, since basically H"^ ion present in the reactant is reacted with the carbonyl group of lactone circle and makes heterodimers with other lactone products.
As demonstrated above, it is necessary to develop a new process for preparing lactone compounds _in a high purity. Precisely, since lactone compounds are prepared in an equilibriated reaction from mevinic acid or its homologous compounds, the by-product (water and ammonia) might be removed from the reacted mixture so that the process for the preparation is completed. Through this procedure, the lactone compound is obtained in a high yield and the resulting heterodimers are reduced in the amount.
DISCLOSURE OF INVENTION
The inventors of the present invention have been studied in this field in order to overcome the foregoing and other disadvantages in the conventional methods described above. As a result, the inventors have developed a noble processing method for the lactonization in the preparation of statins so as to

solve existed problems and completed the present invention successfully.
Therefore, the object of the present invention is to provide a process for preparing lactone compounds, which decreases the content of heterodimers remarkably as well as is convenient and economical.
The present invention relates to a processing method for lactonizing mevinic acid or its homologous compounds. More particularly, the present invention relates to a processing method for preparing compounds of formular 1 which comprises the steps of (1) performing lactonization of formular 2 in the presence of a mixed organic solvent without an acid catalyst through nitrogen sweep; and then (2) making lactone product in crystals.




HQ

I
Wherein, Z is hydrogen, ammonium or metal cation, R is a radical as depicted in formular 3 and Ri is H or CH3.


Particularly, the present invention provides the compound of formula 1, preferably 6(R)- [2-[8(s)-(2,2-dimethylbutyryloxy)-2(S),6(R)-dimethyl-1, 2,6,7,8,8a(R)-hexahydronaphthyl]-1 (S)ethyl]-4(R)-hydroxy-3,4,5,6-tetrahydro-2H-pyrane-2-on containing heterodimer contaminants in below 0.05%.
Hereinafter, the present invention will be illustrated more clearly.
In the present invention, the mixed organic

solvent can be a mixture of more than two selected from a group comprising toluene, ethylacetate, isopropylacetate, dichloromethane, chloroform, tetrahydrofurane and acetone. Preferably, the mixed organic solvent can be a mixture of toluene and acetonitrile or of dichloromethane and acetonitrile. At this moment, the mixed organic solvent is preferable to be blended in 1 : 1 of volume ratio.
Concretely, the present invention using the mixed organic solvent can reduce the content of heterodimers of formula la which is produced from the esterification in between 3-hydroxy group of 3-hydroxyiactone and separated acids remarkably as compared with the result of prior arts.
Preferably, the lactonization is performed under nitrogen sweep at a reflux temperature and more preferably, for about 3 hours.
The crystallizing solvent can be one or a mixture selected from a group comprising water, ethanol, isopropylalcohol, acetonitrile, acetone, dichloroethane, or chloroform. Preferably, the mixture can be a mixed solvent of ethanol and water or a mixed solvent of toluene and cyclohexane.
Preferably, the amount of the solvent for the crystallization can be a mixed solvent comprising 8 ~ 10 part by weight of water and 8-10 part by weight of ethanol, or a mixed solvent comprising 2 ~ 3 part

by weight of toluene and 19 ~ 21 part by weight of cyclohexane against 1 part by weight of a dihydroxy, an ammonium salt form of statin and its homologous compounds. In the present invention, if the solvent amounts of water/ethanol and toluene/cyclohexane are more than this scope, the contaminants might not be removed easily as well as the crystallic property bf solid disappears, which do not seem preferable.
BEST MODE FOR CARRYING OUT THE INVENTION
Practical and presently preferred embodiments of the present invention are illustrative as shown in the following Examples.
However, it will be appreciated that those skilled in the art, on consideration of this disclosure, may make modifications and improvements within the spirit and scope of the present invention.
Preparation of 6(R)-[2-[8(S)- (2,2-dimethylbutylyloxy)-2(S),6(R)-dimethyl-1,2,6,7,8,8a (R)-hexahydronaphthyl]-1(S)ethyl]-4(R)-hydroxy-3,4,5,6-tetrahydro-2H-pyrane-2-on (simvastatin)
Ammonium 7-[1,2, 6,7,8, 8a(R)-hexahydro-2(S),6(R)-dimethyl-8(S)-(2,2,-dimethylbutylyloxy)-1 (S)-naphthyl]-3(R),5{R)-dihydroxyheptanoate (2.42 g, 5.3

mmoles) was refluxed under nitrogen sweep at 80°C for 3 hours in a mixture of toluene (50 ml) and acetonitrile (50 ml). The reaction mixture was cooled to 25°C and 2.4 g of activated charcoal was added. Then, the reacted product was stirred for 30 minutes, filtrated and distilled under a decreased pressure for toluene so as to be adjusted to have 5 ml volume in the remained solution. This solution was blended with 50 ml of cyclohexane, and stirred for 3 hours. The crystals formed above was filtrated, washed using about 20 ml of toluene/cyclohexane (1 : 10 (v/v) ) and dried under vacuum at 40°C. As a result, the compound 2.12 g (productive yield: 94.9%) of the present invention was obtained with 99% purity (HPLC) . At this time, the amount of heterodimers reached 0.02%.
Preparation of 6(R)-[2-[8(S)- (2,2-dimethylbutylyloxy) -2 (S) , 6 (R) -dimethyl-1,2, 6,7,8, 8a (R) -hexahydronaphthyl]-1(S)ethyl]-4(R)-hydroxy-3,4,5,6-tGtrahydro-2H-pyrane-2-on (simvastatin)
Ammonium 7-[1,2,6,7,8,8a(R)-hexahydro-2(S),6(R)-dimethyl-8(S)-(2,2,-dimethylbutylyloxy)-1(S)-naphtyl]-3(R),5(R)-dihydroxyheptanoate (2.42 g, 5.3 mmoles) was refluxed under nitrogen sweep at 80°C for 3 hours with a mixture of dichloroethane (50 ml) and acetonitrile (50 ml) . The reaction mixture was cooled

to 25°C and 2,4 g of activated charcoal was added. Then, the reacted product was stirred for 30 minutes, filtrated and distilled under a decreased pressure. Afterward, 21.2 ml of ethanol was added to the remaining solution and heated to 40°C. Then, 21.2 ml of water was blended properly and stirred for 30 minutes. In case that crystal was made, the resulting solution was cooled to 4°C and stirred for 2 hours. The crystal formed above was filtrated, washed using about 20 ml of the mixed solvent in water/ethanol (1 : 1 (v/v)) at 4°C and then dried under vacuum at 40°C. As a result, the compound 1.97 g (productive yield: 88.2%) of the present invention was obtained with 99% purity (HPLC). At this time, the amount of heterodimers reached 0.02%.
Preparation of 6(R)- [2-[8 (S)- (2-methylbutylyloxy) -2 (S) , 6 (R) -dimethyl-1,2,6,7,8, 8a (R) -hexahydronaphthyl] -1 (S) ethyl] -4 (R) -hydroxy-3,4,5,6-tetrahydro-2H-pyrane-2-on (lovastatin)
Ammonium 7-[l,2,6,7,8,8a(R)-hexahydro-2(S),6(R)-dimethyl-8(S)-{2-methylbutylyloxy)-1 (S)-naphthyl]-3 (R),5(R)-dihydroxyheptanoate (2.42 g, 5.5 mmole) was utilized as a starting material. Then, the other procedure was performed as described in Example 1 so as to prepare the compound of the present invention. As a result, the compound 2.1 g (productive yield:

93.0%) of the present invention was obtained with 99.0% purity (HPLC). At this time, the amount of heterodimers reached 0.01%.
Preparation of 6(R)-[2-[8(S)-(2-methylbutylyloxy) -2 (S) , 6 (R) -dimethyl-1,2, 6,7,8, 8a (R) -hexahydronaphtyl] -1 (S) ethyl] -4 (R) -hydroxy-3,4,5, 6-tetra hydro-2H-pyrane-2-on (lovastatin)
Ammonium 7-[1,2,6,7,8,8a(R)-hexahydro-2(S) , 6 (R)-dimethyl-8 (S)-(2-methylbutylyloxy)-1(S)-naphtyl]-3 (R) , 5 (R)-dihydroxyheptanoate (2.42 g, 5.5 mmole) was utilized as a starting material. Then, the other procedure was performed as described in Example 2 so as to prepare the compound of the present invention. As a result, the compound 2.1 g (productive yield: 93.5%) of the present invention was obtained with 99.1% purity (HPLC). At this time, the amount of heterodimers reached 0.02%.
INDUSTRIAL APPLICABILITY
In accordance with the present invention, lovastatin and simvastatin in a highly purified state can be produced in a highly productive yield and especially, and the amount of heterodimers as a by¬product can be reduced remarkably to below 0.5% and

commonly below 0.02% as well as the whole procedure might be convenient and economical.
Those skilled in the art will also appreciate that such equivalent embodiments do not depart from the spirit and scope of the invention as set forth in the appended claims.


WE CLAIM:
1. A process for preparing statins of formula 1 which comprises the steps of (1)
performing lactonization of a compound of formula 2 in the presence of a
mixed organic solvent without an acid catalyst through nitrogen sweep under
reflux conditions and crystallizing the lactone produced thereby wherein
compounds formula 1 and 2 are represented below:

2. The process for preparing the compound of formula I according to claim 1,
wherein said mixed organic solvent is a mixture of more than two selected
from a group consisting of toluene, ethylacetate, isopropylacetate,
dichloromethane, chloroform, tetrahydrofurane and acetone.

3. The process for preparing the compound of formula I according to claim 1, wherein said mixed organic solvent is a mixture of toluene and acetonitrile, or dichloromethane and acetonitrile.
4. The process for preparing the compound of formula I according to any one of claims 1 to 3, wherein said mixed organic solvent is utilized in 40 part by weight against 1 part by weight of the compound of formula 2.
5. The process for preparing the compound of formula I according to claim 1, wherein said step of crystallizing lactone is carried out in more than one solvent selected from a group consisting of water, ethanol, isopropyl alcohol, n-hexane, cyclohexane, toluene, ethylacetate, isopropylacetate, acetonitrile, acetone, dichloroethane and chloroform.

6. The process for preparing the compound of formula I according to claim 5, wherein said solvent is a mixed solvent comprising 8-10 part by weight of water and 8-10 part by weight of ethanol, or a mixed solvent comprising 2-3 part by weight of toluene and 19-21 part by weight of cyclohexane against 1 part by weight of the compound of formula 2.
7. A compound of formula 1 containing heterodimers contaminants in below 0.05% whenever prepared by a process according in claim 1.

8. The compound of formula I that is 6(R)-[2-[8(s)-(2,2-dimethylbutyryloxy)-
2)(S),6(R)-dimethyl-1,2,6,7,8,8a(R)-hexahydronaphthyl]-1 (S)ethyl]-4(R)-
hydroxy-3,4,5,6-tetrahydro-2H-pyrane-2-on containing heterodimer
contaminants in below 0.05% when prepared by a process according to claim 1.

Documents:

1213-chenp-2004 abstract.pdf

1213-chenp-2004 claims duplicate.pdf

1213-chenp-2004 claims.pdf

1213-chenp-2004 correspondence-others.pdf

1213-chenp-2004 correspondence-po.pdf

1213-chenp-2004 description (complete) duplicate.pdf

1213-chenp-2004 description (complete).pdf

1213-chenp-2004 form-1.pdf

1213-chenp-2004 form-19.pdf

1213-chenp-2004 form-26.pdf

1213-chenp-2004 form-3.pdf

1213-chenp-2004 form-4.pdf

1213-chenp-2004 form-5.pdf

1213-chenp-2004 pct.pdf

1213-chenp-2004 petition.pdf


Patent Number 202777
Indian Patent Application Number 1213/CHENP/2004
PG Journal Number 05/2007
Publication Date 02-Feb-2007
Grant Date 30-Oct-2006
Date of Filing 02-Jun-2004
Name of Patentee M/S. CJ CORP
Applicant Address 500, 5-Ga, Namdaemoon-no, Chung-ku, 100-095 Seoul
Inventors:
# Inventor's Name Inventor's Address
1 CHOI, Kwang-do 11-808 Bisan Samho Apt., Bisan 3-dong, Dongan-gu, Anyang Si, 431-050 Gyeonggi-do
2 LEE, Kwang-hyeg 702-402 Hwaseongvillage, Mongyeonmaeul, Yatap-dong, Bundang-gu, Seongnam Si, 463-070
3 KIM, Jin-wan 101-205 Woojung Apt., 46-5, Cheonho 1-dong, Gangdong-gu, 134-861 Seoul
4 LEE, Sang-ho 301-105 Gwanak Seongwon Apt., Buheung-dong, Dongan-gu, Anyang Si, 431-054 Gyeonggi-do
5 CHO, Hong-suk Pharmaceutical Research Insitute of CJ technology, San 522-1 Deokpyeong-ri, Majang-myeon, Icheon Si, 467-812 Gyeonggi-do
PCT International Classification Number C07D 309/10
PCT International Application Number PCT/KR2002/002095
PCT International Filing date 2002-11-11
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2001/75991 2001-12-03 Republic of Korea