Title of Invention

METHOD FOR OPERRATING A CONDITIONAL ACCESS SYSTEM FOR BROADCAST APPLICATIONS

Abstract "METHOD FOR OPERATING A CONDITIONAL ACCESS SYSTEM FOR BROADCAST APPLICATIONS" The method for operating a conditional access system for broadcast applications, the conditional access system comprising a number of subscribers and each subscriber having a terminal including a conditional access module and a secure device for storing entitlements, a source signal is encrypted using a first key (Cw). The encrypted source signal is broadcasted for receipt by the terminals wherein entitlement control messages (ECM's) are sent to the secure devices, the ECM's comprising the first keys (Cw) encrypted using a service key (Yj). Entitlement management messages (EMM's) are sent to the secure devices providing the service key (PT) required to decrypt encrypted first keys (Cw). A cracked secure device which is used in an unauthorized manner is traced by sending different keys required to obtain the first keys to different terminals or groups of terminals and monitoring the key information provided by a pirate. To this end search EMM's are sent to at least a part of the terminals, the search EMM's providing at least the service key (PT) and a dummy key (PDI or PD2). At least the search EMM's comprise indentifiers identifying the keys (Pf, PDI or PD2), wherein the first search EMM's with the keys (PT and PDi) are sent to a first part of the terminals and second search EMM's with the keys (PT and PD2) are sent to a second part of the terminals . An ECM identifying the service key (PT) to be used to decrypt the encrypted first key (Cw), is sent to all secure devices just before the first key (Cw) is needed to decrypt the source signal. (figure 2)
Full Text Method for operating a conditional access system for broad¬cast applications
The invention relates to a method for operating a conditional access system for broadcast applications, said conditional access system comprising a number of subscribers, each subscriber having a terminal including a conditional ac¬cess module and a secure device for storing entitlements, wherein a source signal is encrypted using a first key (Cw) , said first key (Cw) being changed at a high rate, said en¬crypted source signal being broadcasted for receipt by the terminals, wherein entitlement control messages (ECM's) are sent to the secure devices, said ECM's comprising the first keys (Cw) encrypted using a service key (PT) , wherein entitle¬ment management messages (EMM's) are sent to the secure de¬vice providing the service key (PT) required to decrypt en¬crypted first keys (Cw) , wherein a cracked secure device which is used in an unauthorised manner is traced by sending dif¬ferent keys required to obtain the first keys to different terminals or groups of terminals and monitoring the key in¬formation provided by a pirate.
Conditional access systems for broadcast applica¬tions are used for example in pay television operations wherein one has to subscribe to be entitled to watch a chan¬nel, a service or an event. In view of the high numbers of subscribers and thereby high numbers of secure devices dis¬tributed among the subscribers, the secure devices are open to attack by unauthorised persons trying to extract the unique key of a secure device. The secure devices are gener¬ally provided in the form of smart cards. If an unauthorised person or pirate succeeds to extract the unique key, the smart card is cracked and the pirate is able to distribute global keys over the internet, for example the first key or service key, to set up a pirate subscriber network.

When the service provider establishes that the con¬ditional access system has been hacked, it is necessary to trace the cracked smart card or smart cards. A known method to trace a cracked smart card is to perform a so-called bi¬nary search on the base of smart cards which have been is¬sued. According to this known method, a false key is pub¬lished to half the smart cards and a true key to the other half. The pirate will publish either the false or true key on the internet and from the key published by the pirate, it is possible to narrow down to which half of the base the cracked smart card belongs. In a next step again a false key is pub¬lished to one half of this located half of the base of smart cards and a true key to the other half of the base and again it can be deduced from the key published by the pirate in which half the cracked smart card is located. By repeating these steps, the cracked smart card can be located and switched off. A disadvantage of such a binary search is that legal subscribers will continuously see blacked out screens during the time the search is performed. If such search ac¬tivities are repeatedly necessary and continue for long peri¬ods, this will lead to subscriber dissatisfaction.
The invention aims to provide a method of the above-mentioned type wherein causing blacked out screens at legal subscribers is restricted as much as possible or even com¬pletely avoided.
To this end the method of the invention is charac¬terized in that search EMM's are sent to at least a part of the terminals, said search EMM's providing at least the serv¬ice key (PT) and a dummy key (PDi or PD2) , at least the search EMM's comprising identifiers identifying the keys (PT and PD1 or PD2) , wherein first search EMM's with the keys (PT and PDi) are sent to a first part of the terminals and second search EMM's with the keys (PT and PD2) are sent to a second part of the terminals, wherein an ECM identifying the service key (PT) to be used to decrypt the encrypted first key (Cw) , is sent to all secure devices just before the first key (Cw) is needed to decrypt the source signal.

In this manner it is obtained that at all legal sub¬scribers, the secure device receives the identification of the service key to be used to decrypt the first key in time before the first key is needed to decrypt the source signal. Therefore there will be no blacked out screens at legal sub¬scribers. However, when the pirate receives the identifica¬tion of the service key to be used, the pirate has insuffi¬cient time to publish the correct key in advance. The delay time between the receipt of the identification of the service key to be used and the encrypted source signal to be de¬crypted with the first key is too short to distribute the correct key over the internet. Therefore, if the pirate does not publish all keys available to the pirate, the pirate sub¬scribers will have blacked out screens repeatedly depending on the rate of publishing dummy keys. In view of the publish¬ing of all keys available to the pirate, the same type of bi¬nary search as in the prior art can be applied to locate the cracked smart card.
According to a further embodiment of the method of the invention, a set of search EMM's is sent to the termi¬nals, each search EMM providing two keys (PT and PDi, PT and PD2/-/ PT and PDn) • In this manner the number of iteration steps in the binary search can be significantly reduced de¬pending on the size of the set of search EMM's.
As an alternative embodiment, a set of search EMM's is sent to at least a portion of the terminals, each search EMM of the set comprising a different dummy key (PD) and each EMM being sent to a different part of the terminals.
In this manner the cracked smart card or smart cards used by the pirate can be located in a few or even only one step so that although a blacked out screen will be seen by the legal subscribes, this will not lead to subscriber dis¬satisfaction.
In a further alternative embodiment of the method of the invention the encrypted source signal comprises a stream of data packets, wherein successive groups including at least one data packet, are encrypted using successive first

keys (Cwl; Cw2/..., CWi,..., CWn) , each data packet having a flag in¬dicating the first key (CWi) to be used for decrypting the data packet, wherein in stead of an ECM identifying the serv¬ice key (PT) an ECM identifying a dummy key (PD1 or PD2) to be used to decrypt a next encrypted first key (CWi) , is sent to the secure devices of the first and second parts of the ter¬minals, respectively, just before the first key (CWi) is needed to decrypt the source signal, whereas the data packet is encrypted using the previous first key(CWi-i)
In this manner the pirate is forced to respond to the ECM by transmitting the first key decrypted by using a dummy key, to the pirate decoders. By means of this false key published by the pirate the cracked smart card can be traced. The service provider actually uses the previous first key to scramble the next data packet so that all subscribers can de-scramble this data packet using the previous first key which is normally still available in the decoder.
The invention will be further explained by reference to the drawings in which an embodiment of a conditional ac¬cess system for broadcast applications is shown, in which an embodiment of the method of the invention is implemented.
Fig. 1 schematically shows a conditional access sys¬tem for broadcast applications, in which an embodiment of the method of the invention is implemented.
Fig. 2 schematically shows an example of a key hier¬archy for use in the conditional access system of fig. 1.
In the broadcasting application shown, three broad¬casters 1-3 are coupled with a multiplexer unit 4 comprising means for scrambling, encoding and compressing broadcast sig¬nals provided by the broadcasters 1-3. The obtained digital data streams are multiplexed into a digital transport stream, for example in accordance with the MPEG-2 standard. In the embodiment shown this digital transport stream is modulated by way of a modulator 5 before transmission. The operator of the equipment including the multiplexer unit 4 and modulator 5 is responsible for transmitting the signal to the receiving equipment of the public, one television set 6

being shown by way of example. The transmission of the signal may be carried out through one or more telecommunication channels including a satellite link 7, terrestrial link 8 or a cable system 9. One or more of the broadcasters 1-3 may be private broadcasters operating according to the concept of pay television, which implies subscription. This means that people wishing to view programs broadcasted by a particular broadcaster, have to subscribe to such a broadcast, and pay the appropriate fee.
Access to anyone of the broadcast signals provided by the broadcasters 1-3 requires a terminal 10 which for the subscription requiring services includes a conditional access module 11 and a secure device 12, generally provided in the form of a smart card which can be connected to the condi¬tional access module 11. The remaining part of the terminal
10 is known as such and need not be described in detail.
In the broadcast application of fig. 1, for example broadcaster 1 may be a pay television operator using a condi¬tional access system with a number of subscribers, each sub¬scriber having a terminal 10 with conditional access module
11 and smart card 12. Such a conditional access system may
use a key hierarchy, an example of which is schematically
shown in fig. 2. The broadcaster side is shown at the left,
whereas the subscriber side is shown at the right of fig. 2.
As shown the broadcaster scrambles the source signal by means
of a scrambler 13, wherein the source signal is scrambled us¬
ing a first key or control word Cw. In this manner an en¬
crypted source signal is obtained which is multiplexed by the
multiplexer 4. At the subscriber's side, the encrypted source
signal is descrambled to obtain the clear source signal in a
descrambler 14 using the first key Cw. For security reasons,
the key Cw is generally changed at the high rate, for example
every ten seconds.
The control word or first key Cw is sent to the sub¬scribers in so-called entitlement control messages or ECM's which are scrambled as indicated by reference numeral 15 us¬ing a service key PT. These scrambled ECM's are decrypted at

the subscriber's side using the same service key PT, as indi¬cated by reference numeral 16. At a higher level of hierarchy the service keys are sent in so-called entitlement management messages or EMM's in a scrambled manner as indicated by ref¬erence 17 using a group key G and these scrambled EMM's are descrambled at the subscriber's side using the same group key G as indicated by reference 18. Finally, a group key can be distributed to subscribers using individual smart card keys and/or smart card addresses. It will be understood that this example of key hierarchy is described by way of non-limiting example only.
As a large number of smart cards 12 is distributed among the subscribers of broadcaster 1, these smart cards are open to attack by unauthorised persons or pirates to extract the secret individual key from the smart card. If a pirate succeeds in extracting the individual key, the pirate is able to obtain any of the keys used in the conditional access sys¬tem in the clear and he can distribute keys over the internet to subscribers of his pirate network.
If the broadcaster 1 notices that one or more of his smart cards 12 have been cracked, he can start a search for the cracked smart card or smart cards in the following man¬ner.
Instead of the usual EMM's distributing service keys PT, special search EMM's are sent to the terminals 10, wherein a search EMM provides a true service key PT and a false or dummy key PD1 to half of the subscribers and the true service key PT and a second dummy key PD2 to the other half. Usually an EMM comprises an identifier for the service key and in the same manner the search EMM's also comprise identifiers for the keys PT and PDi or PD2- Of course these search EMM's will be received both by the legal subscribers and by the pirate. A very short time before the service key PT is to be used to decrypt a control word Cw, an ECM is published including an identifier indicating the key to be used to decrypt the con¬trol word Cw, i.e. the true service key PT.
The advance warning provided by the ECM comprising

the identifier of the service key PT, is just sufficient to decrypt the control word Cw before the control word is needed to decrypt the encrypted source signal. This means that al¬though the pirate also receives the identifier of the true service key PT, there is insufficient time for the pirate at the publishing of the ECM to publish the correct key PT in ad¬vance on the internet. If the pirate does not take any fur¬ther action, the pirate subscribers will have blacked out screens every few minutes of even seconds. This means that the pirate is forced to publish the keys required to decrypt the ECM in advance of the ECM being transmitted. Through pub¬lishing either dummy key PD1 or PD2/ the pirate can be located by consecutive iteration steps as described above.
The method described shows the advantage that there will be no blacked out screens at the legal subscribers, as the smart card 12 at the legal subscribers has sufficient time to use the correct service key to descramble the control word Cw.
In order to restrict the number of iteration steps, a set of search EMM'S could be used, wherein each search EMM of the set provides two keys, i.e. the true service key PT and a dummy key PT1 or PD2 or . . .PDn. Each EMM of the set is sent to a different group of smart cards, so that the dummy key PDi published immediately indicates the group of smart cards to which the cracked one belongs.
As a further complication to a pirate the following method can be applied, wherein some characteristics of an en¬crypted source signal are used. Generally the encrypted data stream comprises data packets, wherein each next data packet or group of data packets is scrambled using a next first key Cwi. A header flag of the data packet or group of data packets indicates the serial number i of the first key used for scrambling so that the terminal 10 knows which of the first keys provided must be used for descrambling a data packet or group received. According to the invention an ECM is trans¬mitted which indicates that the next key will be one of the dummy keys PD1 or PD2. However, the next data packet or group

is scrambled using the previous first key CWj._i. As the pirate can not distinguish between the different keys and can not predict whether an indication to use a specific key is true or not, the pirate will be forced to publish the key descram-bled using the dummy key. Through publishing this descrambled key the pirate can be located by consecutive iteration steps as described above. At the subscribers the header flag of the data packet will cause use of the control word CWi-i, so that normal operation of the terminal is obtained. This method can be used advantageously in case a pirate has a very fast re¬sponding system, which would allow the pirate to publish de¬crypted first keys only in stead of the dummy key itself.
In an alternative embodiment of the method de¬scribed, a cracked secure device can be traced by using a type of cryptography, wherein it is possible to generate a set of keys, each key being capable of decrypting the same cryptogram. As an example of such type of cryptography an RSA multiple-key cryptographic algorithm or a secret-sharing al¬gorithm can be used. As the cryptography as such is not a part of the present invention, reference is made to the book Applied Cryptography by Bruce Schneier, in particular chapter 23, for a further explanation of this type of cryptography. For example the EMM's are encrypted using a multiple-key al¬gorithm having a set of keys Pi capable of decrypting the EMM. Depending on the number of keys of the set and the number of terminals, each terminal or each group of terminals is pro¬vided with a different key Pi, so that if a pirate rebroad-casts the key, the source, i.e. the cracked secure device, can be traced. It is also possible to apply this special type of cryptography on the source signal, so that in stead of one control word Cw a set of control words Ci is capable of de¬crypting the encrypted source signal.
The same result can be achieved with a secret-sharing,algorithm, wherein one or more shares are required to derive the key required for obtaining the control words. By distributing different shares to different terminals or groups of terminals, the cracked secure device can be traced.

It is noted that the number of keys or shares need not to be large. By varying the grouping structure, i.e. the distribution of the terminals on the different groups, it is possible to trace the cracked secure device by monitoring the sequence of keys or shares which are rebroadcast by the pi¬rate. It is observed that the same method of varying the grouping structure can be used in all above-described embodi¬ments of the invention.
If it is deemed acceptable that legal subscribers will have a very restricted number of blacked out screens during a search for a cracked smart card, the following method could be used. A special set of search EMM's is dis¬tributed to all smart cards, wherein each group of subscrib¬ers receives a false service key PF. The pirate will distrib¬ute the false service key which identifies the group to which the cracked smart card belongs. Within this group in a fur¬ther step the cracked smart card can be located by distribut¬ing within the group a further set of false keys.
In the embodiments described the conditional access module 11 and the secure device 12 are shown as physically separate devices. It will be understood that the conditional access module and/or the secure device can also be part of the terminal 10 or implemented in the terminal 10 by suitable programming. Therefore, the terms conditional access module 11 and secure device 12 as used in the specification and claims are not restricted to physically separate parts.
The invention is not restricted to the above-described embodiments which can be varied in a number of ways within the scope of the claims.


WE CLAIM :
1. A method for operating a conditional access system for broadcast applications, wherein a source signal is encrypted using a first key (Cw), said first key (Cw) being changed at a high rate, said encrypted source signal being broadcasted for receipt by comprising a conditional access module and a secure device for storing entitlements, which method comprises the step of sending entitlement control messages (ECM's) to the secure devices, said ECM's comprising the first keys (Cw) encrypted using a service key (PT), the step of sending entitlement management messages (EMM's) to the secure devices, said ECM's comprising the first keys (Cw) encrypted using a service key (PT), the step of sending entitlement management messages (EMM's) to the secure devices, providing the service key (PT) required to decrypt encrypted first keys (Cw), and the step of tracing a cracked secure device which is used in an unauthorized manner by sending different keys required to obtain the first keys to different terminals or groups of terminals and monitoring the key information provided by a pirate, characterized by the step of sending to at least a part of the terminals, said search EMM's providing at least the service key (PT) and a dummy key (PDi or PD2) comprising identifiers identifying the keys (PT and PDi or PD2), wherein the step of sending search EMM's comprising sending first search EMM's with the keys (PT and PDI) to a first part of the terminals and second search EMM's with the keys (PT and PD2) to a second part of the terminals, and by the step of sending ECM identifying the service key (Pf) to be used to decrypt the encrypted first (Cw) to all secure devices just before the first key (Cw) is needed to decrypt the source signal.
2. The method as claimed in claim 1, wherein the encrypted source signal comprises a stream of data packets, wherein successive groups comprising at least one
data packet, are encrypted using successive first keys (Cwi, Cw2 Cwi,...,Cwn), each
data packet having a flag indicating the first key (Cwj) to be used for decrypting the data packet, wherein the method comprises the step of sending an ECM identifying a dummy key (FD1 or FD2)to be used to decrypt a next encrypted first key (Cwj) instead

of an ECM identifying the service key (PT) to the secure devices of the first and second parts of the terminals, respectively, just before the first key (Cwi) is needed to decrypt the source signal, whereas the data packet is encrypted using the previous first key (Cwi.!).
3. The method as claimed in claims 1 or 2 comprising the step of sending a set of search EMM's to the terminals, each search EMM providing two keys (PT and PDI PT andPD2, PTand PDn).
4. A method for operating a conditional access system for broadcast applications, wherein a source signal is encrypted using a first key (Cw), said first key (Cw) being changes at a high rate, said encrypted source signal being broadcasted for receipt by terminals comprising a conditional access module and a secure device for storing entitlements, which method comprises the step of sending entitlements control messages (ECM's) to the secure devices, said ECM's comprising the first keys (Cw) encrypted using a service (PT), the step of sending entitlement management messages (EMM's) to the secure devices, providing the service key (PT) required to decrypt encrypted first keys (Cw), and the step of tracing a cracked secure device which is used in an unauthorized manner by sending different keys required to obtain the first keys to different terminals or groups of terminals and monitoring the key information provided by a pirate, wherein the method comprises the step of sending a set of search EMM's to at least a part of the terminals, each search EMM of the set comprising a different dummy key(PD) and each EMM being sent to a different part of the terminals.
5. The method as claimed in claims 3 or 4 comprising the step of dividing the terminals into groups, wherein, in a first search step, a set of search EMM's is sent of which the number corresponds to the number of groups.

6. A method for operating a conditional access system for broadcast applications, wherein a source signal is encrypted using a first key (Cw), said first key (Cw) being changes at a high rate, said encrypted source signal being broadcasted for receipt by terminals comprising a conditional access module and a secure device for storing entitlements, which method comprises the step of sending entitlements control messages(ECM's) to the secure devices, said ECM's comprising the first keys (Cw) encrypted using a service key (PT) the step of sending entitlement managament messages (EMM's) to the secure devices providing the service key (PT) required to decrypt encrypted first keys (Cw), and the step of tracing a cracked secure device which is used in unauthorized manner by sending different keys required to obtain the first keys to different terminals or groups of terminals and monitoring the key information provided by a pirate, wherein the source signal or the ECM's ar encrypted using a multiple-key or secret-sharing cryptographic algorithm having a plurality of different decrypting keys or shares (C^Pi) is required for decrypting the encrypted source signal or ECM's respectively, and wherein the method comprises the step of sending said plurality of different decrypting keys or shares (Ci,P0 to at least part of the terminals receive different keys or shares (Ci,Pi) according to a predetermined distribution.
7. The method as claimed in claim 9, wherein the step of sending said plurality of different decrypting keys or shares comprising the step of varying the distribution of the terminals in groups of terminals to trace the cracked secure device.
Dated this 30th day of July 2001


Documents:

in-pct-2001-1075-che abstract duplicate.pdf

in-pct-2001-1075-che abstract.jpg

in-pct-2001-1075-che abstract.pdf

in-pct-2001-1075-che claims duplicate.pdf

in-pct-2001-1075-che claims.pdf

in-pct-2001-1075-che correspondence-others.pdf

in-pct-2001-1075-che correspondence-po.pdf

in-pct-2001-1075-che description (complete) duplicate.pdf

in-pct-2001-1075-che description (complete).pdf

in-pct-2001-1075-che drawings duplicate.pdf

in-pct-2001-1075-che drawings.pdf

in-pct-2001-1075-che form-1.pdf

in-pct-2001-1075-che form-19.pdf

in-pct-2001-1075-che form-26.pdf

in-pct-2001-1075-che form-3.pdf

in-pct-2001-1075-che form-5.pdf

in-pct-2001-1075-che pct rescrh report.pdf

in-pct-2001-1075-che pct.pdf

in-pct-2001-1075-che petition.pdf


Patent Number 201840
Indian Patent Application Number IN/PCT/2001/1075/CHE
PG Journal Number 05/2007
Publication Date 02-Feb-2007
Grant Date 18-Aug-2006
Date of Filing 30-Jul-2001
Name of Patentee M/S. IRDETO BV
Applicant Address JUPITERSTRAAT 42, NL 2132 HD HOOFDDORP
Inventors:
# Inventor's Name Inventor's Address
1 WAJS ANDREW, AUGUSTINE SCHOTERSINGEL 93, NL-2023 AA HAARLEM
2 FRANSDONK ROBERT FRANZ LEHARLAAN 134, NL-2102 GW HEEMSGTEDE
PCT International Classification Number H04N7/167
PCT International Application Number PCT/EP2000/013394
PCT International Filing date 2000-12-18
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 EP 99204481.8 1999-12-22 U.K.