Title of Invention

"LATEX POLYMER BASED PRINTING INK COMPOSITIONS"

Abstract A latex polymer based printing ink composition comprising; (a) water; (b) an acrylic or urethane latex polymer; (c) pigment; (d) an acid neutralization agent; and (e) a rewetting agent; a non-ionic surfactant; and a modified rosin polymer comprised of (i) resins soluble in water regardless of the pH of the water, (ii) resin rosin salts soluble in water at a pH ranging from about 7.5 to about 10. (iii) aqueous emulsion resins, and / or (iv) soybean oil based resins.
Full Text The invention relates to latex polymer based printing ink composition. Description of Related Art
In an attempt to eliminate volatile organic compounds (VOCs) in the pressroom, water-based alternatives are being sought for ink formulations. Water-based printing inks for use in tlexographic printing processes are known in the prior art. This type of printing process utilizes printing plates wherein the printing images stand up in relief, i.e. the areas to be printed are raised above the non-printing areas. Printing by the Flexographic process requires relatively low pressure while sufficient pressure is applied to transfer the ink from the face of the image carrier to the surface of the substrate. Examples of useful water-based tlexographic printing inks are disclosed in U.S. Patent No. 4.173,554 and The Printing Ink Manual, edited by R.H.Leach and R.J.Pierce, pages 571-576, 5th edition, (Blueprint, 1993).
Water-based inks for gravure printing are also well known. In the gravure process, the printing image is engraved into a cylinder in the form of cells which become filled with ink. Printing is achieved by passing the substrate between the gravure cylinder and impression roller under pressure. Examples of useful water-based gravure printing inks are disclosed in U.S. Patent Nos. 4,954,556 and 5,098,478.
The offset lithographic printing process presents a unique challenge to ink formulators since such process utili/es a planographic printing plate, i.e. the image and non-image areas are in the same plane on the image carrier, and two fluids are concurrently utilized.
It is fairly simple to define an image area by raising it above the background as in the case of the tlexographic printing plate or lowering it as in the case of the gravure printing plate: avoidance of ink adhering to the non-image area is not too difficult to achieve. However, when all areas are on the same level, techniques must be utilized to insure that ink adheres only to the image area, and not to the non-image area, and not to the non-image area.

In conventional offset lithographic printing processes, the plate is damped before it is inked with an oil-based ink. Typically, the damping process utilizes a fountain solution such as those described in US patents 3,877,372, 4,278.467 and 4,854,969. Water will form a film on the hydrophilic areas (i.e. the non-image areas) of the printing plate, but will contract into tiny droplets on the oleophilic areas (i.e. the mage areas). When an inked roller containing the oil-based ink is passed over the damped plate, it will be unable to ink the areas covered by the water film (the non-image areas), but will emulsify the droplets on the water-repellant areas (the image areas) and these will ink up. Such process is called offset lithography because the inked image on the plate does not directly print onto the paper substrate, but is first "offset" onto a rubber blanket, and transferred therefrom onto the paper substrate.
As mentioned above, conventional offset lithographic printing processes entails the use of oil-based inks and water-based fountain solutions. The ink/water balance is critical and is quite demanding of the pressman's skills. This issue is one of the several disadvantages associated with such printing processes as compared to flexographic and gravure printing processes. Moreover, the oil based inks and aqueous fountain solutions typically employed in conventional offset lithographic printing processes contain fairly high levels of undesirable volatile organic compounds ("VOCs")
US Patent 3.356.030 discloses the use of a water-based printing ink in respect to a method of planographic printing utilizing a lithographic printing plate whose non-image areas are coated with a cured coating of a thermosetting silicone resin. I loweven the patented method also entails the use of a volatile hydrocarbon fountain solution which will coat the non-image areas and which is re-applied between successive printings. Of course, the use of a volatile hydrocarbon fountain solution undermines the principal purpose of the water-based ink compositions of the present invention, i.e the avoidance of the use of volatile organic compounds ("VOCs") during the printing process. Indeed, the water-based ink compositions of the present invention may be used for offset lithographic printing processes without any fountain solution whatsoever.

In the 1980s, a resurgence of interest occurred in respect to 'waterless' lithographic printing processes. Both positive and negative waterless planographic printing plates are commercially available from Toray Industries of Japan. The image area of a waterless planographic plate is a photopolymer similar to that employed for the image area of a conventional plate. However, the non-image area is coated with a polymer such as a silicone which is ink repellant. Further information about waterless printing plates and processes may be found in U.S. Patents 5.370,906 and 5,417,749.
The waterless printing process solved two issues: VOCs emanating from the fountain solutions and control of the ink/water balance by the pressman. However, the difference in surface energy between the image and non-image areas of the conventional offset lithographic printing plate is typically 40 dynes/cm is dramatically reduced to 20 dynes/cm in the case of the waterless printing plate. Therefore the latitude between scumming and poor print density is considerably narrowed and the issue of VOCs (emanating from the oil-based ink) still remains in respect to waterless printing.
German Offenlegungsschrift DE 41 19 348 Al pertains to a moisture less offset printing method and a water-based printing ink. The ink described therein is one which will adhere to hydrophilic materials, but not to hydrophobic materials, and contains a dye. water. 5-50% water soluble macromolecular binder and a hygroscopic liquid, preferably a multihydric alcohol.
U.S.Patent 5.725.646 disclosed an invention eliminating the principal disadvantages of conventional offset lithographic printing inks, viz, high levels of VOCs emanating from the oil-based ink and the aqueous fountain solution and the difficulty in controlling the ink/water balance, while preserving the principal advantage of the conventional lithographic printing process, i.e. high surface energy differential between the image and non-image areas of the printing plate.
U.S. Patent 5.725.646, teaches a method for making a water based offset lithographic printing ink based predominantly on a rosin ester salt (neutralized to be in a pH range of 7.5-10). Smaller amounts of aqueous emulsion polymers (0-20%) were also present. That invention comprised a water-based printing ink, based predominantly on

a rosin ester salt, that is to be used in offset lithographic newspaper printing processes without the need for any accompanying fountain solutions.
While the method described in U.S.Patent No. 5,725,646 is satisfactory up to a press speed of 1,000 feet per minute, the method is not optimal for higher print speeds. For faster printing speeds up to 3.000 feet per minute, the rosin salts do not release the neutralizing amines last enough for drying to occur. Additionally, large quantities of the modified rosin salts result in unacceptably high teak for high speed printing. Although a lower track of the composition can be obtained by increasing the emulsion polymer content beyond 20% an unacceptable drying up on conventional offset press ink trains, e.g., typically containing 5 or more transfer rolls, will occur.
An object of the present invention is to provide a fast drying offset lithographic printing ink which eliminates the disadvantages of present water based lithographic printing inks by permitting fast drying for acceptable high speed.
General Description of the Invention
It has been found that it is possible to incorporate large amounts of certain latex polymers and reduce the use of soluble resins thus obtaining fast drying water based offset inks. These compositions are stable on conventional ink trains. The general requirement for these class of latex polymers seems to be a particle size average of less than .03 micron, preferably 01 to 0.2 micron.
The invention comprises a latex polymer based ink composition: (a) water; (b) a latex polymer; (c) pigment; (d) an acid neutralization agent; and (e) a revvetting agent; a non-ionic surfactant; and a modified rosin polymer comprised of (i) resins soluble in water regardless of the pH of the water, (ii) resin rosin salts soluble in water at a pH ranging from about 7.5 to about 10, (iii) aqueous emulsion resins, and / or (iv) sovbean oil based resins.

Detailed Description of the Invention
The printing plates for use with the newspaper printing ink of the present invention should be such that the image areas thereof are hydrophilic in nature, while the non-image areas are hydrophobic in nature. An example of a suitable printing plate is the "waterless" Toray type discussed above. However, the image area of the plate need not contain a pholopolymer. The image area of the plate may comprise, e.g. a grained aluminum surface which has no coating thereon, but is hydrophilic in nature. The non-image area of the plate must, of course, be hydrophobic in nature. However, the non-image area may be covered with any type of hydrophobic material, provided that such hydrophobic material adheres to the non-images area of the plate during the printing process.
The latex polymers employed in the present invention are those of a particle sign of less than .03 micron. Preferably, the particle size of the latex polymers is 0.1 to 0.2 micron. Suitable examples of such latex polymers are urethane latex polymers or aery lie latex polymers such as an acrylic latex polymers such as an acrylic latex polymer from S.C. Johnson Joncryl 537.
The pigment may be any of those which are suitable for formulating offset lithographic printing inks such as Cl Pigment Yellows 1, 3, 4, 5, 12, 13, 14, 17. 55, 65. 73. 83. 97 and 98; CI Pigment Oranges 13. 16 and 46: CI Pigment Reds 2, 3. 4, 10. 12. 48:1. 48:2. 53. 57:2. 81. 104, 146. 170 and 176: CI Pigment Greens 2. 7 and 36: CI Pigment Blues 1, 15:1, 15:2, 15:3, 15:6. 16, 29, 56, and 61; CI Pigment Violets 3. 23 and 37: CI Pigment Blacks 6 and 7 and CI Pigment Whites 6, 7, 18 and 26. C.I. indicates Colour Index and the details of the same are described herein below.

(Table Removed)
Examples of rewetting agents for water based printing inks are well known in the art and may be employed in accordance with the present invention, however, the preferred rewelting agent is hydroxyethylethylene urea. Similarly, examples of acid
neutralization agents for use in water based printing inks are equally well known in the art. however, the preferred aeid neutralization agent is monoethanolamine.
The modified rosin polymer according to the present invention may be a maleic modified rosin esterified with pentaerithrylol. Examples of suitable modified rosin polymers which are soluble in the water phase of the ink regardless of the pH of the \\ater phase include: carboxymethylecellulose. hydroxyethylcellulose, hydroxypropyl-eellulose. hydroxybutylmethylcellulose, poly (C1-C4) alkylene oxides. polyethyleneimine. polyvinyle alcohol, polyvinyl acetate, polyvinylpyrollidone, polyvinyl-oxazolidone and polyacrylamide polymers.
Preferably, the modified rosin polymers present in the ink are only those modified rosin polymers which are soluble in the water at pH ranging from about 7.5 to about 10. Suitable examples of such resin rosin salt binders include methacrylic resins; styrene-acrylic resins; rosin salts: and polystyrene - sulfonic acid and their salts. Ammonia or an organic amine such as monoethanolamine or N. N - diethanolamine may be added to the water phase in order to adjust the pH to the preferred value (a mineral acid or an organic acid such as acetic acid may be used to adjust the pH to a value in the range of about 2.5 to about 6.5)
Suitable examples of the modified rosin polymers comprising aqueous emulsions include acrylic or vinyl emulsion polymers prepared from monomers selected from the group consisting of acrylic acid esters, methacrylic acid esters of polyhydric alcohols, methyl methacrylatc, styrene. vinyl styrene and vinyl acetate.
In the latex polymer based printing ink of the present invention the water is present in amounts of 25 to 60 vvt.% and more preferably 35 to 50 wt.%. The latex polymer is present in amounts of 10 to 50 wt.% and more preferable 15-40 vvt.%. The pigment is present in amounts of 10 to 25 wt. The acid neutralization agent is present in amounts of 05 - 2 wt.%. Finally, the rewetting agent is present in amounts from 0.5 to 10 wt.%. It is also preferred that when a modified rosin polymer is used, it be present in amounts of 10 to 70 wt.% and more preferably 30 to 60 vvt.% and most preferably the macromolecular resin binder is a composite having up to 5 wt.% of a resin binder soluble in water regardless of the pH of the water; 10 to 70 wt.% of a resin binder
soluble in water al a pi I ranging from 7.5 to 10; and up to 20 vvt.% of an aqueous emulsion resin binder.
If desired, the usual adjuvants such as waxes, anti-foam agents, biocides, surfactants, corrosion inhibitors, etc. may be incorporated in the inks of the present invention. In a preferred embodiment of the water-based offset lithographic printing ink of the present invention a non-ionic surfactant is employed in the amount of up to 5 wt.%. Suitable examples of the surfactant include acetylenic glycols, ethoxylated glycols and sorbitan esters.
The latex polymer based printing ink composition of the present invention are further illustrated by the following non-limiting examples in which all parts and percentages are by weight, unless otherwise indicated.
Example 1
A back water based offset ink was prepared as follows, and made with the following compositions:
Carbon black 40%
Water soluble alkyl 35%
Surfynol 420 ' 3%
1 lydroxyethyl ethylene urea 20%
(75% solids)
Monocthanol amine 2%
Total 100%
From the above formulation, a water based ink was made as follows:
Black base 50%
Urethane Latex polymer 30%
Modified Rosin polymer 20%
Total 100%

The latex polymer was a urethane type containing 40% solids and 60% water. The composition was stable on a conventional ink train on a Heidelberg press and gave dry prints comparable to magic oil based inks. In addition, the ink was easily washed off from the press rollers with plain tap water.
Example 2
A black water based offset ink was prepared as follows, and made with the following compositions:
Carbon black 40%
Water soluble alkyl 35
Surfynol 420 3
I lydroxyethyl elhylene urea 20
(75% solids)
Monoethanol amine 2
Total 100%
From the above formulation, a water-based ink was made as follows:
Black base 50%
Acrylic Latex polymer 30%
Modi fied Rosin polymer 20%
Total 100%
A composition similar to Example 1 was made replacing the urethane latex polymer with an acrylic latex polymer from S.C.Johnson Joneryl 537.
The latex polymer was an acrylic type from S.C.Johnson having the trade name Joneryl 537. The composition was stable on a conventional ink train on a Heidelberg

press and gave dry prints comparable to magic oil based inks. In addition, the ink was easily washed off from the press rollers with plain tap water.
The present invention has been described in detail. However, it will be appreciated that those skilled in the art. upon consideration of the present disclosure, may make modifications and/or improvements on the invention that fall within the scope and spirit of this invention as set forth in the following claims.




WE CLAIM:
1. A latex polymer based printing ink composition comprising: (a) water in an amount of 25-60 wt.%; (b) a pigment as herein described in an amount of 10-25 wt.%; (c) an acid neutralization agent such as monoethanolamine in an amount of 0.5-2 wt.%; (d) a rewetting agent such as hydroxyethylethylene urea in an amount of 0.5-10 wt.%; and a non-ionic surfactant as herein described in an amount of up to 5 wt.%; and a modified rosin polymer, characterized in that an acrylic or urethane latex polymer with particle size average of less than 0.3 micron, in an amount of 15-40 wt.% is used.
2. The ink composition as claimed in Claim 1, wherein the modified rosin polymer soluble in the water regardless of the pH of the water are selected from the group consisting of carboxymethylcellulose, hydroxyethylcellulose, hydroxypropylcellulose, hydroxybutylmethylcellulose, poly(Ci-C4) alkyleneoxides, polyethyleneimine, polyvinyl alcohol, polyvinyl acetate, polyvinyl-pyrollidone, polyvinyloxazolidone and polyacrylamide.
3. The ink composition as claimed in Claim 1, wherein the modified rosin polymers soluble in the water at a pH ranging from about 7.5 to about 10 are selected from the group consisting of methacrylic resins; styreneacrylic resins; rosin salts; and polystyrenesulfonic acid and corresponding salts.
4. The ink composition as claimed in Claim 1, wherein the modified rosin polymers comprising aqueous emulsions are selected from the group consisting of acrylic or vinyl emulsion polymers prepared from monomers selected from the group consisting of acrylic acid esters, methacrylic acid esters of polyhydric alcohols, methyl methacrylate, styrene, vinyl styrene and vinyl acetate.
5. The ink composition as claimed in Claim 1, wherein the nonionic surfactant is selected from the group consisting of acetylenic glycols, ethoxylated glycols and sorbitan esters.

Documents:

in-pct-2002-1139-del-abstract.pdf

in-pct-2002-1139-del-claims.pdf

in-pct-2002-1139-del-correspondence-others.pdf

in-pct-2002-1139-del-correspondence-po.pdf

in-pct-2002-1139-del-description (complete).pdf

in-pct-2002-1139-del-form-1.pdf

in-pct-2002-1139-del-form-19.pdf

in-pct-2002-1139-del-form-2.pdf

in-pct-2002-1139-del-form-26.pdf

in-pct-2002-1139-del-form-3.pdf

in-pct-2002-1139-del-form-5.pdf

in-pct-2002-1139-del-pct-101.pdf

in-pct-2002-1139-del-pct-210.pdf

in-pct-2002-1139-del-pct-331.pdf

in-pct-2002-1139-del-pct-402.pdf

in-pct-2002-1139-del-pct-409.pdf

in-pct-2002-1139-del-pct-416.pdf

in-pct-2002-1139-del-petition-138.pdf


Patent Number 199507
Indian Patent Application Number IN/PCT/2002/01139/DEL
PG Journal Number 40/2007
Publication Date 05-Oct-2007
Grant Date 06-Apr-2007
Date of Filing 18-Nov-2002
Name of Patentee SUN CHEMICAL CORPORATION
Applicant Address 222 BRIDGE PLAZA SOUTH, FORT LEE, NEW JERSEY 07024, USA.
Inventors:
# Inventor's Name Inventor's Address
1 KRISHNAN RAMASAMY 121 INWOOD AVENUE, COLONIA, NEW JERSEY 07067 U.S.A
2 BABIJ, HUGO 134 GROVE STREET, WALDWICK, NJ 07463 AN USA
3 YAMAT, MARILYN ROOSEVELT AVENUE, BERGENFIELD, NJ 07621 USA
4 DIMOTAKIS, EMMANUEL 25 ZABRISKIE STREET#7F, HACKENSACK, NJ 07601 USA
PCT International Classification Number C09D 11/02
PCT International Application Number PCTUS01/16342
PCT International Filing date 2001-05-18
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 09/576,078 2000-05-20 U.S.A.